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This role provides compliance and operational support to Amplify ETFs. The Compliance Manager must be able to work independently and in a collaborative manner, as well as have a solid understanding of relevant federal rules and regulations. This role will require the successful candidate to stay abreast of a changing and complex regulatory environment and communicate potential policy deficiencies to relevant stakeholders.
The Compliance Manager’s primary function is to work directly with the Chief Compliance Officer. The Manager will provide development, implementation, and ongoing administration and monitoring of practices which promote an effective RIA compliance program. Focus areas include overseeing maintenance and publication of the Compliance Policy Manual and ensuring the firm’s existing and new policies are aligned with relevant laws, rules, regulations and firm policies and procedures. The Manager will manage different compliance initiatives revolving around, for example, marketing material review, Code of Ethics, and overseeing periodic and annual compliance testing.
To apply, please email careers@amplifyetfs.com
Carefully consider the Fund’s investment objectives, risks, charges, and expenses before investing. This and other information can be found in the Fund’s statutory and summary prospectuses, which may be obtained at AmplifyETFs.com. Read the prospectus carefully before investing.
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